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Visualize succeeding on the SIE--the easy way
The Securities Industry Essentials (SIE) Exam is your launchpad to a career in securities. SIE Exam 2025-2026 For Dummies explains everything you need to know to pass the test and kickstart your career. Review all exam content--presented in terms you can understand--and then test your knowledge with customizable practice tests, online flashcards, test-taking tips, and even a little job-hunting advice. Cross "Crush the SIE" off your to-do list, thanks to this valuable Dummies study guide.
Inside...
Exam basics and question types Hundreds of practice questions covering all exam topics Securities types, explained 2 full-length practice tests (+ additional tests online!) Taxes & securities regulations Glossary of key terms (new!)Visualize succeeding on the SIE--the easy way
The Securities Industry Essentials (SIE) Exam is your launchpad to a career in securities. SIE Exam 2025-2026 For Dummies explains everything you need to know to pass the test and kickstart your career. Review all exam content--presented in terms you can understand--and then test your knowledge with customizable practice tests, online flashcards, test-taking tips, and even a little job-hunting advice. Cross "Crush the SIE" off your to-do list, thanks to this valuable Dummies study guide.
Inside...
Exam basics and question types Hundreds of practice questions covering all exam topics Securities types, explained 2 full-length practice tests (+ additional tests online!) Taxes & securities regulations Glossary of key terms (new!)Steven M. Rice is a partner and instructor at Empire Stockbroker Training Institute, one of the country's leading securities industry schools. Rice is the author of Series 7 Exam For Dummies, Series 7 Exam: 1001 Practice Questions For Dummies, and SIE Exam: 1001 Practice Questions For Dummies.
Introduction 1
Part 1: Get Things Rolling: Starting Your SIE Journey 5
Chapter 1: Introducing the SIE (Securities Industry Essentials) Exam 7
Chapter 2: Preparing for the SIE Exam 19
Chapter 3: Examining and Mastering Question Types 31
Chapter 4: Surviving Test Day 43
Part 2: Starting at the Beginning: Basic Security Investments 49
Chapter 5: Securities Underwriting: The Process and the Team Players 51
Chapter 6: Equity Securities: Corporate Ownership 65
Chapter 7: Debt Securities: Corporate and U.S Government Loans 85
Chapter 8: Municipal Bonds: Local Government Debt Securities 105
Part 3: Diving Deeper: Taking a Look at More Complex Securities 127
Chapter 9: Delivering Diversification with Packaged Securities 129
Chapter 10: Working with Direct Participation Programs (DPPs) and REITs 149
Chapter 11: Options: Understanding the Basics of Puts and Calls 161
Part 4: Playing Nicely: Serving Your Client's Needs and Following the Rules 189
Chapter 12: Customer Accounts: Proper Handling of Accounts 191
Chapter 13: Securities Analysis: Doing a Little Market Research 207
Chapter 14: Securities Markets: Taking Orders and Executing Trades 227
Chapter 15: Making Sure the IRS Gets Its Share 245
Chapter 16: Rules and Regulations: No Fooling Around 259
Part 5: Putting Your Pencil to Paper: Practice Exams 295
Chapter 17: Ready, Set, Go!: Practice Exam 1 297
Chapter 18: Answers and Explanations to Practice Exam 1 311
Chapter 19: Nothing But Net: Practice Exam 2 321
Chapter 20: Answers and Explanations to Practice Exam 2 335
Part 6: The Part of Tens 347
Chapter 21: Ten SIE Exam Traps to Avoid 349
Chapter 22: Ten Ways to Start Your Career Off Right 353
Glossary 357
Index 377
| Erscheinungsjahr: | 2024 |
|---|---|
| Fachbereich: | Bildungswesen |
| Genre: | Erziehung & Bildung, Importe |
| Rubrik: | Sozialwissenschaften |
| Medium: | Taschenbuch |
| Inhalt: | Introduction 1Part 1: Get Things Rolling: Starting Your SIE Journey 5Chapter 1: Introducing the SIE (Securities Industry Essentials) Exam 7Chapter 2: Preparing for the SIE Exam 19Chapter 3: Examining and Mastering Question Types 31Chapter 4: Surviving Te |
| ISBN-13: | 9781394261871 |
| ISBN-10: | 139426187X |
| Sprache: | Englisch |
| Einband: | Kartoniert / Broschiert |
| Autor: | Rice, Steven M |
| Auflage: | 4th edition |
| Hersteller: | Wiley |
| Maße: | 274 x 207 x 23 mm |
| Von/Mit: | Steven M Rice |
| Erscheinungsdatum: | 05.06.2024 |
| Gewicht: | 0,744 kg |
Steven M. Rice is a partner and instructor at Empire Stockbroker Training Institute, one of the country's leading securities industry schools. Rice is the author of Series 7 Exam For Dummies, Series 7 Exam: 1001 Practice Questions For Dummies, and SIE Exam: 1001 Practice Questions For Dummies.
Introduction 1
Part 1: Get Things Rolling: Starting Your SIE Journey 5
Chapter 1: Introducing the SIE (Securities Industry Essentials) Exam 7
Chapter 2: Preparing for the SIE Exam 19
Chapter 3: Examining and Mastering Question Types 31
Chapter 4: Surviving Test Day 43
Part 2: Starting at the Beginning: Basic Security Investments 49
Chapter 5: Securities Underwriting: The Process and the Team Players 51
Chapter 6: Equity Securities: Corporate Ownership 65
Chapter 7: Debt Securities: Corporate and U.S Government Loans 85
Chapter 8: Municipal Bonds: Local Government Debt Securities 105
Part 3: Diving Deeper: Taking a Look at More Complex Securities 127
Chapter 9: Delivering Diversification with Packaged Securities 129
Chapter 10: Working with Direct Participation Programs (DPPs) and REITs 149
Chapter 11: Options: Understanding the Basics of Puts and Calls 161
Part 4: Playing Nicely: Serving Your Client's Needs and Following the Rules 189
Chapter 12: Customer Accounts: Proper Handling of Accounts 191
Chapter 13: Securities Analysis: Doing a Little Market Research 207
Chapter 14: Securities Markets: Taking Orders and Executing Trades 227
Chapter 15: Making Sure the IRS Gets Its Share 245
Chapter 16: Rules and Regulations: No Fooling Around 259
Part 5: Putting Your Pencil to Paper: Practice Exams 295
Chapter 17: Ready, Set, Go!: Practice Exam 1 297
Chapter 18: Answers and Explanations to Practice Exam 1 311
Chapter 19: Nothing But Net: Practice Exam 2 321
Chapter 20: Answers and Explanations to Practice Exam 2 335
Part 6: The Part of Tens 347
Chapter 21: Ten SIE Exam Traps to Avoid 349
Chapter 22: Ten Ways to Start Your Career Off Right 353
Glossary 357
Index 377
| Erscheinungsjahr: | 2024 |
|---|---|
| Fachbereich: | Bildungswesen |
| Genre: | Erziehung & Bildung, Importe |
| Rubrik: | Sozialwissenschaften |
| Medium: | Taschenbuch |
| Inhalt: | Introduction 1Part 1: Get Things Rolling: Starting Your SIE Journey 5Chapter 1: Introducing the SIE (Securities Industry Essentials) Exam 7Chapter 2: Preparing for the SIE Exam 19Chapter 3: Examining and Mastering Question Types 31Chapter 4: Surviving Te |
| ISBN-13: | 9781394261871 |
| ISBN-10: | 139426187X |
| Sprache: | Englisch |
| Einband: | Kartoniert / Broschiert |
| Autor: | Rice, Steven M |
| Auflage: | 4th edition |
| Hersteller: | Wiley |
| Maße: | 274 x 207 x 23 mm |
| Von/Mit: | Steven M Rice |
| Erscheinungsdatum: | 05.06.2024 |
| Gewicht: | 0,744 kg |
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